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Employee Retirement Income Security Act (ERISA) Fiduciary Duty Business Advice

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DOL Releases Final Fiduciary Investment Adviser Regulations

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On April 6, 2016, the U.S. Department of Labor (DOL) released its long-awaited final regulations defining who is a fiduciary investment adviser (the Final Rule), along with related prohibited transaction class exemptions and...more

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DOL Announces in Final Fiduciary Rule that Additional ESOP Guidance is Forthcoming

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When the U.S. Department of Labor (DOL) released its long-awaited final rule describing investment advice (the Final Rule) on April 6, 2016, it delivered a special note to many in the employee stock ownership plan (ESOP)...more

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