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Employee Retirement Income Security Act (ERISA) › Fiduciary Duty › Structured Financial Products

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review

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ESMA Asks European Commission to Clarify Scope of Exemptions from EMIR Financial Obligations - On April 27, 2018, the European Securities and Markets Authority ("ESMA") published a letter from Steven Maijoor, ESMA Chair,...more

Morrison & Foerster LLP - Structured Products

Structured Thoughts: News for the financial services community, Volume 7, Issue 8

Morrison & Foerster LLP - Structured Products on

Brexit and Structured Products: A Framework for Considering Disclosures - The U.K.’s recent referendum to withdraw from the European Union has affected virtually all segments of the financial industry. The structured...more

Morrison & Foerster LLP - Structured Products

Structured Thoughts: News for the financial services community, Special Issue: Implications of the DOL Fiduciary Rule for...

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On April 6, 2016, the Department of Labor (“DOL”) issued its final conflict of interest regulations, which significantly expand who is considered a fiduciary when dealing with a retirement account. The new regulations,...more

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