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European Securities and Markets Authority (ESMA) Internal Controls

Orrick, Herrington & Sutcliffe LLP

Orrick Finance Italy – CELF Weekly Newsletter #4

Please see Chart below for more information. ...more

A&O Shearman

European Securities and Markets Authority Launches Consultation on Credit Ratings Agencies’ Internal Control Functions

A&O Shearman on

The European Securities and Markets Authority has launched a consultation on its proposed guidelines setting out the criteria that Credit Ratings Agencies should have in place to demonstrate that their internal control...more

Katten Muchin Rosenman LLP

Bridging the Week - August 2015

ESMA Says “No for Now” to Granting Passport Rights to US Fund Managers Under AIFMD: The European Securities and Markets Authority told the European Commission last week that it was premature to grant passport rights to...more

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