On March 7, the European Banking Authority (EBA) issued an opinion addressed to National Supervisory Authorities (NSAs) on good practices for credit institutions in their risk management of exchange traded funds (ETFs).
On 11 February 2013, the European Securities and Markets Authority (ESMA) published its final Guidelines on remuneration of alternative investment fund managers (AIFMs) under the Alternative Investment Fund Managers Directive...more
In This Issue:
*Financial Industry Developments
- CFPB Rule on Originator Compensation
- Treasury and IRS FATCA Regulations
- Rating Agency Developments
*Recent Orrick Alerts
- Derivatives Reform in...more
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