European Banking Authority

News & Analysis as of

European Banking Authority Publishes Views From Impact Assessment on Implementation of IFRS 9

The European Banking Authority published a Report outlining observations from its impact assessment on the implementation of International Financial Reporting Standard 9. The report analyzes the estimated impact of...more

Proposed Revisions to EU Supervisory Reporting Requirements for Sovereign Exposures and Operational Risk

The European Banking Authority published a consultation paper proposing revisions to the Implementing Technical Standards on supervisory reporting.The ITS on supervisory reporting collate the prudential reporting requirements...more

Financial Regulatory Developments Focus - November 2016

In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and...more

European Banking Authority Consults on Bank Authorization Application Information Requirements

The European Banking Authority published a consultation paper on proposed technical standards on the information to be provided by applicant banks to national regulators in support of their applications for authorization. The...more

Orrick's Financial Industry Week In Review

Rating Agency Developments - On November 9, 2016, Fitch updated its ratings criteria for analyzing U.S. wireless tower transactions. On November 8, 2016, DBRS published its ratings methodology for Canadian trade...more

European Banking Authority Presents Proposed Design of a New Prudential Regime for Investment Firms

The European Banking Authority published a discussion paper on the design for a new framework for applying prudential standards to non-bank investment firms that are not deemed to be systemically important...more

EU Report on the Implications of Implementing Basel Frameworks for Counterparty Credit Risk and Market Risk Published

The European Banking Authority published a Report on the impact of the adoption into EU legislation of the new international frameworks for counterparty credit risk and market risk. The EBA Report responds to Calls for Advice...more

Draft EU Guidelines on Information Required for Authorization Applications by Payment Institutions

The European Banking Authority published for consultation draft Guidelines on the detailed information required to be submitted with an application for authorization by payment institutions and electronic money institutions,...more

European Parliament Writes to EBA About the Development of Regulatory Technical Standards (RTS) on Strong Customer Authentication...

On November 11, 2016, the EBA published a letter (dated October 24, 2016) from the European Parliament in relation to the development of regulatory technical standards (“RTS“) on strong customer authentication (“SCA“) and...more

Blog: PSD2: The European Parliament as a friend of account information & payment initiation service providers

The European Banking Authority (EBA) has published a letter from the European Parliament’s PSD2 negotiating team. The team describes itself as “concerned” about the risk that the EBA’s draft Regulatory Technical Standards...more

Orrick's Financial Industry Week In Review

Rating Agency Developments - On November 2, 2016, DBRS published a report entitled Unified Interest Rate Model for European Securitisations...more

European Banking Authority Proposes Guidelines on Internal Governance

The European Banking Authority launched a consultation on draft revised Guidelines on internal governance for credit institutions and investment firms. The EU Capital Requirements Directive imposes governance requirements on...more

EU Consultation on Assessing the Suitability of Management

The European Banking Authority and the European Securities and Markets Authority launched a joint consultation on proposed Guidelines on the Assessment of the Suitability of the Members of Management Body and Key Function...more

Draft EU Technical Standards on MREL Reporting

The European Banking Authority published for consultation draft Implementing Technical Standards on the reporting requirements of the minimum requirements for own funds and eligible liabilities. The ITS set out the procedures...more

European Banking Authority Publishes Final Guidelines on Implicit Support for Securitization Transactions

The EBA published final Guidelines on implicit support for securitization transactions under the Capital Requirements Regulation. Examples of such transactions include purchases of deteriorating credit risk exposures from an...more

EU Recommendations on the Appropriateness of the Prudential Regime for Investment Firms

The European Banking Authority published an Opinion on the criteria for identifying investment firms to which the EU regulatory capital requirements legislation should apply...more

Blog: PSD2: EBA Consultation on information to be provided for the authorization of a payment or e-money institutions, & the...

The European Banking Authority has published a Consultation on “Draft Guidelines on the information to be provided for … authorization as [a] payment institution [or] e-money institution and for the registration as [an]...more

Blog: 5th Anti-money Laundering Directive: Presidency compromise text published / ECB recommendations accepted

The Council of the European Union has published the first “Presidency compromise text” version of (what is now being referred to as) the 5th Anti-money Laundering Directive (5AMLD) (it used to be “an amendment to 4AMLD”...more

European Banking Authority Responds to Commission Call for Advice on Large Exposure Framework

The European Banking Authority published a report outlining its response to the Commission's call for advice, published on April 26, 2016, on the review of the large exposures framework laid down in the Capital Requirements...more

EU Report and Standardized Templates for Additional Tier 1 Instruments

The European Banking Authority published an updated Report on the monitoring of Additional Tier 1 instruments and standardized templates for AT1 instruments. This follows a consultation in July 2016...more

European Banking Authority Publishes Final Guidelines on Corrections to Duration for Debt Instruments under Capital Requirements...

The European Banking Authority published final Guidelines on the correction required for the calculation of Modified Duration for debt instruments subject to prepayment risk under the Capital Requirements Regulation...more

Blog: Virtual currencies & the 4th Anti-money Laundering Directive: ECB Opinion on the Commission’s proposals

The European Commission published proposals to amend the 4th Anti-money Laundering Directive, to bring crypto-currency exchanges and wallet providers within scope, in early July 2016. The European Banking Authority...more

European Banking Authority Draft Guidance on Information and Communication Technology Risk

The European Banking Authority launched a consultation on the proposed Guidelines for the assessment of Information and Communication Technology risk under the Supervisory Review and Evaluation Process. ...more

European Banking Authority Publishes Final Guidelines on Remuneration Policies for Retail Banking Sales Staff

The European Banking Authority published final Guidelines on compensation policies and practices related to the sale and provision of retail banking products and services...more

European Banking Authority Publishes Final Guidelines on Application of Definition of Default 

The European Banking Authority published the final Guidelines specifying the application of the definition of default in relation to the Internal Ratings Based Approach and the Standardized Approach under the Capital...more

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