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European Securities and Markets Authority (ESMA) Guidance Update

Dechert LLP

BaFin Updates its Guidance on SFDR, the RTS and Financial Product Disclosure Annexes

Dechert LLP on

BaFin has updated and expanded its "Questions and Answers" (Q&A) on the Sustainable Finance Disclosure Regulation (SFDR) and the Regulatory Technical Standards (RTS). In addition, BaFin published guidance on how the...more

A&O Shearman

Revised EU Guidelines on Stress Testing of Money Market Funds Published

A&O Shearman on

Following its consultation in late 2018, the European Securities and Markets Authority has published final reports and updated guidelines on stress testing money market funds and the requirements imposed upon MMFs to report...more

A&O Shearman

Final EU Guidelines on EU Credit Rating Agency Disclosure Obligations and Advice on Sustainable Finance in the Credit Rating...

A&O Shearman on

The European Securities and Markets Authority has published two documents relating to sustainable finance in the credit rating sector. The first document is technical advice for the European Commission, responding to the...more

A&O Shearman

Bank of England Provides Further Guidance on Settlement Finality Designation Post-Brexit

A&O Shearman on

The Bank of England has published the "Dear CEO" letter that it has sent to the Chief Executive Officers of EU CCPs, central securities depositaries and payment systems that are currently designated under the EU Settlement...more

A&O Shearman

EU Authority Seeks to Clarify the Third-Country Endorsement Regime for Credit Ratings

A&O Shearman on

The European Securities and Markets Authority has opened a consultation on proposed supplementary guidance on the application of the endorsement regime under the EU Credit Rating Agencies Regulation. The CRA Regulation...more

A&O Shearman

EU Authority Acts on New Third-Country Endorsement and Equivalence Regime for Credit Ratings

A&O Shearman on

The European Securities and Markets Authority has published updated Guidelines on the application of the endorsement regime and Technical Advice on the equivalence of certain third-country legal and supervisory frameworks...more

Proskauer Rose LLP

Regulation Round Up - August 2017

Proskauer Rose LLP on

2 August - The UK Competition and Markets Authority announced a consultation on proposed revisions to its published guidance on penalty setting in Competition Act 1998 cases....more

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