News & Analysis as of

European Securities and Markets Authority (ESMA) Safe Harbors

Dechert LLP

Ireland Retains Safe Harbour Regime for Wholesale MiFID Firms

Dechert LLP on

The Department of Finance has issued its Feedback Statement on its public consultation on national discretions under MiFID II. The consultation dealt with the exercise of national discretions in relation to the implementation...more

Morrison & Foerster LLP

EU Market Abuse Regulation - Market Soundings Safe Harbour: Compliance and Record Requirements

Morrison & Foerster LLP on

The EU Regulation on Market Abuse (“MAR”) prohibits a person from unlawfully disclosing inside information relating to securities within the scope of the legislation. An unlawful disclosure is made when a person possesses...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Derivatives in Review - September 2015

District Court Holds that Assignee is Not Entitled to Safe Harbor Protections - On May 28, 2015, the United States District Court for the Central District of California affirmed a bankruptcy court order finding that a...more

Akin Gump Strauss Hauer & Feld LLP

U.K.’s Financial Conduct Authority Publishes Final Rules On AIFMD Implementation

The U.K.’s Financial Conduct Authority (FCA) has published today, a policy statement that sets out its responses to the various consultations that have been undertaken in respect of the rules to be adopted by the FCA to...more

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