Executive Compensation, SEC, Dodd-Frank

SEC Approves NYSE and NASDAQ Revised Listing Rules Regarding the Independence of Compensation Committees and Their Advisers

by Proskauer Rose LLP on 3/6/2013

Amendments to the stock exchange listing rules governing compensation committee independence were finalized recently, as the U.S. Securities and Exchange Commission (SEC), the New York Stock Exchange (NYSE) and the NASDAQ...more

Preparation for 2012 Fiscal Year-End SEC Filings and 2013 Annual Shareholder Meetings

by Megan Gates, Pamela Greene | Mintz Levin - Corporate & Securities on 2/25/2013

As our clients and friends know, each year Mintz Levin provides an analysis of the regulatory developments that impact public companies as they prepare for their fiscal year-end filings with the Securities and Exchange...more

Small Business Securities Bulletin - SEC Approves Nasdaq Rule Addressing Compensation Committees, Consultants

by Penny Somer Greif | Ober|Kaler on 2/22/2013

A periodic bulletin keeping small businesses informed about current developments in securities law and related matters. Final Nasdaq Rule - In our October 2012 Bulletin, we discussed The NASDAQ Stock Exchange LLC’s...more

Skadden, Arps, Slate, Meagher & Flom LLP

Planning for the 2013 Annual Meeting and Reporting Season

by Andrew Brady, Brian V. Breheny, Marc S. Gerber, Richard J. Grossman, Neil M. Leff, Regina Olshan, Michael Rogan, Erica Schohn, Joseph M. Yaffe | Skadden, Arps, Slate, Meagher & Flom LLP on 2/19/2013

As companies prepare for the 2013 annual meeting and reporting season, we have compiled an overview of the corporate governance and disclosure matters that companies should consider as they draft this season’s disclosure...more

Executive Compensation and Corporate and Securities Alert: SEC Adopts NYSE and Nasdaq Rules Relating to Compensation Committees...

by Gerald Audant, Grace Chen, Sofia Chesnokova, Elizabeth Gartland, Shawn Lampron, Blake Martell, Marshall Mort, Adriana Sherwood, Scott P. Spector | Fenwick & West LLP on 1/30/2013

On January 11, 2013 the Securities and Exchange Commission ("SEC") approved the equity listing standards proposed by the NYSE and Nasdaq, as amended1 regarding compensation committee independence criteria and compensation...more

SEC Approves Exchanges’ Proposed Rules for Compensation Committees and Their Advisers

by Marques Matthews, David S. Rosenthal | Dechert LLP on 1/29/2013

The U.S. Securities and Exchange Commission (“SEC”) formally approved several new listing rules proposed by NASDAQ and the NYSE on January 11, 2013. The new listing rules are designed to bring the listing standards of each...more

Corporate Communicator - Winter 2013

by Jeff E. Beck, Franc E. Del Fosse III, Joseph M. Miller, Joshua Schneiderman, Jeffrey A. Scudder | Snell & Wilmer L.L.P. on 12/29/2012

In This Issue: - 2013 Annual Meeting Season - Dealing with ISS and Other Proxy Advisory Firms this Proxy Season - SEC Update - Other NYSE/NASDAQ Developments - Delaware Law Update — Delaware Court Applies...more

Executive Compensation and Corporate and Securities Alert: UPDATED-NYSE and Nasdaq Propose Rules Relating to Compensation...

by David A. Bell, Adriana Sherwood, Scott P. Spector | Fenwick & West LLP on 12/21/2012

This summary has been updated to reflect the amendment to the Nasdaq Proposed Rules now referenced in the third paragraph of the Overview below. Overview - On June 20, 2012, the Securities and Exchange Commission...more

Planning for the 2013 Annual Meeting Season

by Skadden, Arps, Slate, Meagher & Flom LLP on 12/3/2012

As companies prepare for the 2013 annual meeting and reporting season, we have compiled an overview of the corporate governance and disclosure matters that companies should consider as they draft this season’s disclosure...more

SEC Issues Compensation Committee and Compensation Consultant Independence Rules as Required by the Dodd Frank Act

by White & Case LLP on 6/28/2012

On June 20, 2012, the Securities and Exchange Commission (the “SEC”) published final rules (the “Compensation Rules”) requiring securities exchanges to change their listing standards with respect to compensation committee...more

The Dodd Frank Act: A Guide to the Corporate Governance, Executive Compensation, and Disclosure Provisions

by Sheppard Mullin Richter & Hampton LLP on 8/17/2011

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”)1 became law on July 21, 2010. The primary purpose of the Act is to identify and manage threats to the stability of the nation’s financial system, such...more

Say-On-Pay Voting Results through March 6, 2011

by Sheppard Mullin Richter & Hampton LLP on 3/8/2011

Our latest update on Say-on-Pay and frequency voting results, which includes summary results and detailed company-by-company results, can be found here. The results are sorted by the company's SEC filer status and by the date...more

Say-On-Pay Voting Results through February 28, 2011

by Sheppard Mullin Richter & Hampton LLP on 3/2/2011

Our latest update on Say-on-Pay and frequency voting results, which includes summary results and detailed company-by-company results, can be found here (see full alert below for link). The results are sorted by the company's...more

LegalMinds Interview: “Say on Pay” and Other Issues for the Upcoming Proxy Season

by Bruce Colwin on 12/28/2010

Each proxy season seems to be getting more and more complicated in terms of the new requirements as to what both the SEC and shareholders expect and this year will be no exception. According to David Lynn, Co-chair of...more

Corporate and Securities Alert: “Say on Pay” Rules Proposed

by Fenwick & West LLP on 11/2/2010

The SEC has released a rule proposal (“Proposal”) designed to implement provisions of the Dodd-Frank Act relating to shareholder approval of executive compensation and golden parachute compensation arrangements. We believe...more

SEC Proposes Rules on “Say on Pay” for Public Companies and Rules on Proxy Vote Reporting for Institutional Investment Managers

by Ropes & Gray LLP on 10/29/2010

On October 18, 2010, the Securities and Exchange Commission proposed rules on say on pay, say on frequency and say on golden parachutes votes to implement the provisions of the Dodd-Frank Act that give shareholders of public...more

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Executive Compensation › Securities & Exchange Commission › Dodd-Frank Wall Street Reform and Consumer Protection Act

SEC Approves NYSE and NASDAQ Revised Listing Rules Regarding the Independence of Compensation Committees and Their Advisers

Preparation for 2012 Fiscal Year-End SEC Filings and 2013 Annual Shareholder Meetings

Small Business Securities Bulletin - SEC Approves Nasdaq Rule Addressing Compensation Committees, Consultants

Planning for the 2013 Annual Meeting and Reporting Season

Executive Compensation and Corporate and Securities Alert: SEC Adopts NYSE and Nasdaq Rules Relating to Compensation Committees...

SEC Approves Exchanges’ Proposed Rules for Compensation Committees and Their Advisers

Corporate Communicator - Winter 2013

Executive Compensation and Corporate and Securities Alert: UPDATED-NYSE and Nasdaq Propose Rules Relating to Compensation...

Planning for the 2013 Annual Meeting Season

SEC Issues Compensation Committee and Compensation Consultant Independence Rules as Required by the Dodd Frank Act

The Dodd Frank Act: A Guide to the Corporate Governance, Executive Compensation, and Disclosure Provisions

Say-On-Pay Voting Results through March 6, 2011

Say-On-Pay Voting Results through February 28, 2011

LegalMinds Interview: “Say on Pay” and Other Issues for the Upcoming Proxy Season

Corporate and Securities Alert: “Say on Pay” Rules Proposed

SEC Proposes Rules on “Say on Pay” for Public Companies and Rules on Proxy Vote Reporting for Institutional Investment Managers

Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010: Congress Enacts Sweeping Financial Reform

Dodd-Frank Act Means No Summer Vacation for Compensation Committees

Dodd-Frank Financial Reform Act - Key Corporate Governance and Executive Compensation Provisions

Brownstein Hyatt Farber Schreck, LLP Dodd-Frank Act Client Alert

The Dodd-Frank Act: Non-Binding “Say-on-Pay” at Public Companies

Senate Passes Dodd-Frank Wall Street Reform and Consumer Protection Act

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