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Exemptions Swap Execution Facilities

Latham & Watkins LLP

CFTC Issues Guidance, Exemptions In Advance of SEF Rule Compliance Date

Latham & Watkins LLP on

Staff responds to industry concerns and confusion surrounding SEF operations and onboarding. One of the key aspects of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is...more

Katten Muchin Rosenman LLP

CFTC Extends No-Action Relief for Certain Transactions and Trading Platforms

On June 17, the Commodity Futures Trading Commission’s Division of Market Oversight extended the no-action relief it previously granted to any person or entity offering, entering into, or rendering advice or services with...more

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