News & Analysis as of

Exemptions Trade Options

Cozen O'Connor

CFTC Further Reduces Regulatory Burdens Associated with Commodity Options

Cozen O'Connor on

On March 16, 2016, the U.S. Commodity Futures Trading Commission (CFTC) took action to further reduce the regulatory requirements associated with commodity trade options through issuance of a final rule that took effect on...more

Skadden, Arps, Slate, Meagher & Flom LLP

"CFTC No-Action Letter Relieves End-Users of Part 45 Reporting for Trade Options"

On April 5, 2013, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) provided end-users no-action relief (the No-Action Letter) from certain “trade option” reporting and recordkeeping...more

Orrick - Finance 20/20

CFTC No-Action Letter on Trade Option Exemption

Orrick - Finance 20/20 on

On August 15, the CFTC issued a no-action letter providing that, for a limited time, market participants can rely on the trade option exemption in CFTC regulation 32.3 without complying with specified provisions....more

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