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Final Rules Financial Conduct Authority (FCA)

Katten Muchin Rosenman LLP

Financial Markets and Funds Quick Take | Issue 30

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

Dechert LLP

Implementing the Overseas Funds Regime – FCA Publishes Final Rules

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The FCA has published its final rules and guidance necessary to implement the Overseas Funds Regime (OFR). The gateway for eligible funds to apply for recognition under the OFR is scheduled to open in September for new...more

A&O Shearman

UK Regulator Finalizes Payment Optionality Rules

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Under the revised U.K. rules, from August 1, 2024, third-party research will not be an inducement if it is received in return for one of the following: The FCA has confirmed that research services are not a factor in...more

Hogan Lovells

UK access to cash: FCA publishes final rules

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Following measures introduced under the Financial Services and Markets Act (FSMA) 2023, the Financial Conduct Authority (FCA) has published a policy statement (PS24/8) setting out the final rules for its new access to cash...more

Skadden, Arps, Slate, Meagher & Flom LLP

Final UK Listing Rules Published by the FCA

The Financial Conduct Authority (FCA) published the final Listing Rules, representing the most significant reform of the UK’s listing regime in over three decades, on 11 July 2024 following a period of extensive...more

White & Case LLP

FCA publishes final rules for London’s updated listing regime

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The FCA has today published final updated UK Listing Rules representing the biggest overhaul to London's listing regime in over three decades. The new rules are a significant step forward for UK capital markets and set...more

McDermott Will & Emery

New UK Securitisation Framework | Regulators Publish Final Rules

McDermott Will & Emery on

The following is a brief update on significant changes to the United Kingdom’s securitisation framework following publication of the final revised securitisation rules by the Financial Conduct Authority (FCA) and the...more

Katten Muchin Rosenman LLP

UK Regulators Publish Final Securitisation Rules

On 30 April 2024, the Financial Conduct Authority (FCA) published a policy statement (PS24/4) setting out its final firm-facing rules relating to securitisations and summarising feedback to its earlier consultation for the UK...more

Latham & Watkins LLP

FCA and PRA Publish Final Securitisation Rules: Key Points

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Firms will need to update their internal procedures and ensure they are ready to comply with the new requirements ahead of 1 November 2024. HM Treasury (HMT), the Financial Conduct Authority (FCA), and the Prudential...more

Latham & Watkins LLP

FCA Publishes Final Guidance on Its Anti-Greenwashing Rule

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The final guidance clarifies the scope and application date of the rule, and answers questions around good practice and accessing third-party data. On 23 April 2024, the FCA published its final guidance (FG23/4) on its...more

BCLP

FCA Publishes Final Listing Rules on Sponsor Competency

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Following on from the consultation at the end of 2023, the FCA has published its changes to the Listing Rules sourcebook, chapter 8 (sponsors), which take effect immediately. The changes focus on how a sponsor or a person...more

Jones Day

UK FCA Publishes Sustainability Disclosure Requirements and Investment Labels

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On November 28, 2023, the UK's Financial Conduct Authority ("FCA") published its long-awaited final rules and guidance on Sustainability Disclosure Requirements ("SDR") and investment labels. According to the FCA, it intends...more

A&O Shearman

FAQs – FCA consultation on anti-greenwashing guidance, plus final rules on Sustainability Disclosure Requirements (SDR) and ESG...

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The FCA has issued the final version of its rules for stage one of the UK’s new Sustainability Disclosure Requirements or SDR, together with its new ESG product labelling regime. The rules are detailed and complex. The new...more

Dechert LLP

Update on UK Cryptoasset Marketing Rules: What Do Firms Need to Do by 8 October?

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From 8 October, firms wishing to make a “financial promotion” relating to a “qualifying cryptoasset” can only do so legally if: The financial promotion is communicated by an FCA- or PRA-authorised person....more

Goodwin

Trading Venues in the UK: Regulatory Clarity for Fintech Providers; Implications for Crypto-Trading and DeFi?

Goodwin on

The UK Financial Conduct Authority (FCA) has published its policy statement PS23/11 (PS), containing final guidance (the guidance) on trading venues. A firm requires trading venue authorisation from the FCA if it operates...more

Dechert LLP

FCA issues final rules for marketing cryptoassets in the UK

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Financial promotions of qualifying cryptoassets are now within the scope of the UK financial promotion regime. The FCA has published its final policy statement on rules for communicating financial promotions of qualifying...more

Proskauer - Blockchain and the Law

Buyer Beware – FCA Publishes Financial Promotion Rules for Cryptoassets

We are 800+ lawyers serving clients from offices located in the leading financial and business centers in the Americas, Europe and Asia. The world’s leading organizations, companies and corporations choose us to be their...more

Skadden, Arps, Slate, Meagher & Flom LLP

UK Labeling Rules for ‘Sustainable’ Investment Products Will Soon Be Finalised

The consultation period for the UK Financial Conduct Authority’s (FCA’s) proposed rules for labelling ‘sustainable’ financial products formed or marketed in the UK ended 25 January 2023, and final rules are expected to be...more

Hogan Lovells

Consumer Duty: Moving into the next phase

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Following the publication of the final rules, firms have been moving at pace to prepare implementation plans for boards to review, scrutinise and challenge, in order to achieve the 31st October deadline set by the Financial...more

BCLP

Banking Bites - September 2022

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Welcome to Banking Bites! This is our short summary flagging key developments in the UK that we hope will inform your activities in your market....more

Akin Gump Strauss Hauer & Feld LLP

New FCA Principle 12: Consumer Duty

Key Point - The FCA is introducing a new Principle for Businesses, namely Principle 12: “A firm must act to deliver good outcomes for retail customers.” Firms will need to assess and evidence how they are acting to...more

Hogan Lovells

[Webinar] Consumer Duty – it’s closer than you think - September 14th, 11:00 am - 12:00 pm BST

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The FCA has released final rules for the Consumer Duty. Whilst most people have focused on the news that the implementation deadline will be extended to July 2023, a firm's board must, by the end of October 2022, need to have...more

Hogan Lovells

[Webinar] Consumer Duty Series - Episode 3: Consumer Duty - hitting the first milestone - September 6th, 10:00 am - 11:00 am BST

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Join Hogan Lovells Financial Services lawyers and consultants on Tuesday 6 September for the next webinar in our series on the new Consumer Duty. The FCA’s final rules were released on 27 July... and your firm now needs to...more

Morgan Lewis

Final Treasury Regulations Published on Transition from IBORs to Qualified Rates

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The Internal Revenue Service and the US Treasury Department have issued final regulations providing rules for taxpayers transitioning from interbank offered rates to qualified rates. These regulations provide financial...more

Proskauer Rose LLP

UK Financial Conduct Authority Publishes New Rules on Climate-Related Disclosures

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On 17 December 2021, the UK Financial Conduct Authority (“FCA”) published two policy statements (PS21/23 and PS21/24) confirming final rules and guidance to promote better climate-related financial disclosures. The rules will...more

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