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Morrison & Foerster LLP

FINRA Proposes Changes to the Equity Research Analyst and Equity Research Report Rule

Morrison & Foerster LLP on

On November 18, 2014, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed a proposed rule change with the Securities and Exchange Commission (the “SEC”) to adopt NASD Rule 2711 as new FINRA Rule 2241 with...more

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