Financial Services Act

FCA and PRA Publish Respective Approaches to Regulatory Failure

by Orrick - Structured Finance Group on 4/23/2013

On April 19, the FCA and PRA (who together have taken over the powers of the FSA) published their respective approaches to investigating and reporting on regulatory failure, as required under the Financial Services Act 2012...more

Corporate Aspects of the UK Financial Services Act 2012

by Sergey Kvitkin, Iain Wright, William Yonge | Morgan Lewis on 4/12/2013

Long-heralded reform of the UK financial services regulation architecture impacts the listed company regime. On 1 April, a new financial regulation architecture became operative in the UK through the Financial...more

The UK’s New Financial Services Act – a Guide to the Main Changes

by Carmen Reynolds, Stuart Willey | White & Case LLP on 3/28/2013

The UK’s Financial Services Act 2012 (the Act) will come into force on 1 April 2013. On implementation, the Act will amend many of the UK’s existing financial services legislative measures and give effect to several of the...more

UK's FSA consults on future use of temporary product intervention rules - Baker & McKenzie

by Sam Appleton, Bill Fuggle, Astrid Raetze | Baker & McKenzie Australia on 2/19/2013

The UK's Financial Services Authority (FSA) is consulting on when and how its successor body, the Financial Conduct Authority (FCA), may make temporary product intervention rules, as part of its new approach to regulating...more

The Financial Services Act 2012 – Misleading Statements, Impressions and Financial Promotions

by Jonathan Angell, Sean Geraghty, Amy Grammer | Dechert LLP on 1/18/2013

Background - In our previous DechertOnPoints, The Draft Financial Services Bill in the Contextof the Proposed New UK Financial Regulatory Structure and Draft UK Financial Services Bill and the New UK Financial...more

Consultation on Draft Secondary Legislation to Regulate LIBOR

by Orrick - Structured Finance Group on 12/5/2012

On November 28, HM Treasury published a consultation paper on draft secondary legislation to regulate LIBOR and make its manipulation a criminal offence....more

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