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Financial Services Authority › Disclosure Requirements › Short Sales

The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal... more +
The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal action against parties failing to comply with those standards.   less -
Katten Muchin Rosenman LLP

FSA Announces Interim Short Sale Reporting Channel

Katten Muchin Rosenman LLP on

On October 31, the UK Financial Services Authority (FSA) published on its short selling webpage forms for notification of net short positions in UK issuers required to be disclosed to the FSA under the EU Short Selling...more

Katten Muchin Rosenman LLP

FSA Notification Procedure for Short Selling Regulation Exemptions

Katten Muchin Rosenman LLP on

Article 17 of the EU Short Selling Regulation (EU236/2012) (the Short Selling Regulation) provides for certain exemptions for market-making activities and primary market operations from the requirements to make notifications...more

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