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Fines Negligence

Burr & Forman

FINRA Fines & AWC’S for Blue-Sheet Violations on Which SEC Sought Admissions

Burr & Forman on

I wrote earlier that the SEC was wrong to extend its “admission of wrongdoing” policy (once reserved for extreme cases) to negligent software-glitch misreporting of trade-data in the Scottrade case...more

Bennett Jones LLP

Court of Appeal Increases Corporate Fine in Fatal Accident

Bennett Jones LLP on

In December 2009, four workers fell to their deaths while repairing balconies at an apartment complex in north Toronto. The accident was caused by the site supervisor’s negligence (he died in the accident). The construction...more

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