News & Analysis as of

Forum Securities and Exchange Commission (SEC)

Eversheds Sutherland (US) LLP

Key Takeaways from SEC FinTech Forum

On Friday, May 31, 2019, the US Securities and Exchange Commission (SEC) hosted a forum (the FinTech Forum) to discuss financial technology developments, including blockchain and distributed ledger technology and...more

Bass, Berry & Sims PLC

Exclusive Forum Provisions in Charters and Bylaws: An Area of Frequent SEC Comment

There have certainly been many developments in securities claims jurisdiction in the past several years, particularly in the area of “exclusive forum” provisions contained in charters or bylaws. Exclusive forum provisions...more

Burr & Forman

US Chamber Recommends SEC Enforcement Changes

Burr & Forman on

Last week the US Chamber of Commerce, through its Center for Capital Markets Competitiveness, issued a white paper proposing wide-ranging changes to the SEC’s enforcement process. Most of the 28 recommendations were...more

Latham & Watkins LLP

SEC Enforcement Division Issues Guidance on Venue Selection

Latham & Watkins LLP on

Respondents in SEC enforcement actions increasingly will litigate a wide array of matters in administrative proceedings, rather than having their day in federal district court. In the wake of significant public...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume IX, Issue 36

In this issue: - Bylaw of Delaware Corporation Providing for Exclusive Forum in North Carolina Upheld - FINRA Board to Consider Rule Proposals Regarding Private Trading Platforms - CBOE and C2 in...more

Eversheds Sutherland (US) LLP

The SEC Tackles Technicality

Within several months of Securities and Exchange Commission Chair Mary Jo White’s announcement in late 2013 of a commitment to improving the SEC’s trial readiness, the Commission suffered a number of losses in federal...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - October 18, 2013

In this issue: - Voluntary Withdrawal of Appeal in Delaware Exclusive Forum Bylaw Case - SEC Chair Speaks on Public Company Disclosure - Identity of Heinz Traders Uncovered in $4.8 Million Insider Trading...more

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