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FSA Compliance

Ballard Spahr LLP

Interagency task force issues recommendations on federal student loan servicing contracts

Ballard Spahr LLP on

Pursuant to a March 2015 Presidential directive, an interagency task force consisting of the Department of the Treasury, Department of Education, Office of Management and Budget, and Domestic Policy Council has issued...more

Dechert LLP

Thematic Review by FCA of Asset Managers in the UK

Dechert LLP on

The Financial Conduct Authority has now completed its thematic review of Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms (TR13/9). The review of 22 wealth and...more

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