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Federal Trade Commission (FTC) › Department of Justice (DOJ) › Mutual Funds

Cadwalader, Wickersham & Taft LLP

Further Guidance on the HSR Act Investment-Only Exemption for Seemingly “Passive” Investors Engaging with Management

Cadwalader, Wickersham & Taft LLP on

Investors considering engaging with management should take note of a recent informal interpretation received from the FTC’s Premerger Notification Office (PNO) advising that certain seemingly “passive” behavior is...more

Robins Kaplan LLP

Your daily dose of financial news The Brief – 3.8.16

Robins Kaplan LLP on

Health-care focused hedge fund Visium Asset Management disclosed to investors yesterday that it’s the subject of an ongoing SEC and DOJ investigation—reportedly over Visium’s “valuation of certain securities” in a fund it...more

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