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Federal Trade Commission (FTC) › Department of Justice (DOJ) › Qualified Restricted Stock Units (RSUs)

Hogan Lovells

Stay out of the penalty box: Important reminders about HSR Act compliance for officers and directors

Hogan Lovells on

A public company executive recently entered into a consent decree with the Federal Trade Commission (FTC) pursuant to which he agreed to pay US$609,810 in fines for acquiring additional voting shares in violation of the...more

Dorsey & Whitney LLP

HSR Reminder and Sporting News Update

Dorsey & Whitney LLP on

You know your area of law is hot when it makes the sports section. This past week several sports pages reported that James Dolan (owner of the New York Knicks and CEO of Madison Square Garden) had been fined $609,810 for...more

A&O Shearman

Executive to Pay Civil Penalties for Not Reporting Compensation Share Acquisition Under HSR Act

A&O Shearman on

A senior executive of a public company has agreed to pay $609,810 in civil penalties for acquiring additional voting securities in the company without first making a Hart-Scott-Rodino Act filing and observing the statutory...more

Perkins Coie

Hart-Scott-Rodino Annual Report for Fiscal Year 2016: Increases in Filings and Second Requests, Impact on Executive Stock...

Perkins Coie on

The Hart-Scott-Rodino Annual Report Fiscal Year 2016 , published last year by the Federal Trade Commission (FTC) and the U.S. Department of Justice (DOJ), summarizes FTC and DOJ actions conducted under the Hart-Scott-Rodino...more

Perkins Coie

HSR 2015 Annual Report: Filings Up, Second Requests Down and ESO/RSU Implications

Perkins Coie on

The Hart-Scott-Rodino Annual Report Fiscal Year 2015, published by the Federal Trade Commission (FTC) and the U.S. Department of Justice (DOJ), summarizes FTC and DOJ actions conducted under the Hart-Scott-Rodino Antitrust...more

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