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Fund Distribution Intermediaries

Dechert LLP

Investment Funds Update: Europe - Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

CSSF Circular 17/654 Dated 17 May 2017 - The CSSF published its Circular addressed to credit institutions and certain PSFs regarding the sub-delegation for IT cloud services. The CSSF has also, inter alia, amended its...more

Carlton Fields

SEC Provides Long-Awaited Guidance on Fund Distribution and Sub-Accounting Fees

Carlton Fields on

Guidance Update No. 2016-01, published this month by the SEC’s Division of Investment Management, provides extensive guidance concerning the possibility that payments from mutual funds are being used to promote sales of the...more

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