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Handbooks Financial Conduct Authority (FCA)

Proskauer Rose LLP

Regulation Round Up - October 2023

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Fund Tokenisation: The Financial Conduct Authority (“FCA”) published a press release announcing that it has joined the Monetary Authority of Singapore’s Project Guardian, a collaborative initiative with the financial industry...more

Proskauer Rose LLP

Regulation Round Up - June 2023

Proskauer Rose LLP on

MiFIR / MiFID II: The European Parliament published a press release announcing it has reached provisional political agreement with the Council of the EU on the proposed amendments to the Markets in Financial Instruments...more

A&O Shearman

UK Conduct Regulator Publishes Brexit-Related Updates to Handbook

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The U.K. Financial Conduct Authority has published a series of updates to the FCA Handbook relating to the U.K.’s exit from the EU on January 31, 2020, including...more

A&O Shearman

UK Conduct Regulator Publishes Consultation on Proposed Miscellaneous Changes to Rules

A&O Shearman on

The U.K. Financial Conduct Authority has published a consultation on its proposed changes to various aspects of the FCA Handbook. The changes are...more

A&O Shearman

UK Regulator Publishes Final Technical Standards on Strong Customer Authentication in the Event of a No-Deal Brexit

A&O Shearman on

The U.K. Financial Conduct Authority has published a Policy Statement, final Technical Standards and changes to the Handbook rules on strong customer authentication and common and secure open standards of communication to be...more

A&O Shearman

UK Conduct Regulator Publishes Final Prospectus Regulation Rules

A&O Shearman on

The Prospectus Regulation Rules Instrument 2019 has been published, setting out the new FCA Prospectus Regulation Rules sourcebook. The Instrument also makes amendments to certain other sections of the FCA Handbook as well as...more

A&O Shearman

UK Financial Conduct Authority Publishes Near Final Changes to Handbook Implementing the EU Prospectus Regulation

A&O Shearman on

The U.K. Financial Conduct Authority has published a Policy Statement containing its near final rules implementing the EU Prospectus Regulation, which will be set out in the FCA's new Prospectus Regulation Rules sourcebook....more

White & Case LLP

The Delta Report - Derivatives Newsletter - March 2019: A Brief Review of BMR Changes in the FCA Handbook

White & Case LLP on

BMR continues to develop its impact in the different industry sectors that rely on benchmarks, e.g., derivatives, capital markets, banking, etc., as well domestic regulations. In this article, we do not look at a particular...more

A&O Shearman

UK Financial Conduct Authority Proposes Handbook Changes to Implement the European Money Market Funds Regulation

A&O Shearman on

The UK Financial Conduct Authority has launched a consultation on necessary changes to its Handbook for the functioning of the Money Market Funds Regulation, which came into force on July 21, 2017. Although the MMF Regulation...more

Katten Muchin Rosenman LLP

FCA Issues Consultation on Implementation of UCITS V and Changes to UK Investment Funds Rules

On September 3, the Financial Conduct Authority (FCA) published a consultation paper covering changes to its handbook of rules for Undertakings for the Collective Investment of Transferable Securities (UCITS) funds and other...more

Morgan Lewis

New UK Financial Regulation Architecture Takes Effect

Morgan Lewis on

The Financial Conduct Authority and the Prudential Regulation Authority begin work as the two new regulators in the wake of the long-heralded abolition of the Financial Services Authority....more

Morgan Lewis

UK Financial Services Authority Releases Draft Handbooks for New Regulators

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Handbooks for Financial Conduct Authority and Prudential Regulation Authority will replace FSA Handbook on 1 April. On 8 March, the UK Financial Services Authority (FSA) published draft handbooksfor the two new...more

Katten Muchin Rosenman LLP

FSA Updates Guide to the New PRA and FCA Handbooks

On February 19, the UK Financial Services Authority (FSA) published an updated “one-minute guide” summarizing the changes to the FSA Handbook that will come into effect when the FSA’s two successor regulatory bodies, the...more

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