News & Analysis as of September 25, 2024

Hedge Funds › Professional Misconduct

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Hong Kong Market Misconduct: The SFC’s Extra-Territorial Reach

Dorsey & Whitney LLP on 3/21/2016

The Securities and Futures Commission of Hong Kong (the “SFC”) recently initiated proceedings for alleged market misconduct against U.S.-based Andrew Edward Left in connection with his research report (“Left’s report”)...more

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Hedge Funds › Professional Misconduct

Hong Kong Market Misconduct: The SFC’s Extra-Territorial Reach

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