FCPA Compliance Report-Episode 514 – Jonathan Armstrong on Herbalife from a UK Perspective
FCPA Compliance Report-Episode 512 – Matt Kelly on the Role of Internal Audit
FCPA Compliance Report-Episode 511 – Jay Rosen on the Lack of Monitorship
Everything Compliance-Episode 66, the Herbalife FCPA Enforcement action
Compliance into the Weeds: Herbalife FCPA Enforcement Action
Episode 160 -- A Deep Dive into the Herbalife FCPA Settlement
As has been buzzed about for several months, music-streaming startup Spotify has officially filed [directly] a prospectus for its listing on the New York Stock Exchange....more
Merrill Lynch has already staked out the position in response to the DOL’s retirement account fiduciary duty rule that it would no longer offer commission-based IRAs to retirement savers. Yesterday, it effectively doubled...more