FCPA Compliance Report-Episode 514 – Jonathan Armstrong on Herbalife from a UK Perspective
FCPA Compliance Report-Episode 512 – Matt Kelly on the Role of Internal Audit
FCPA Compliance Report-Episode 511 – Jay Rosen on the Lack of Monitorship
Everything Compliance-Episode 66, the Herbalife FCPA Enforcement action
Compliance into the Weeds: Herbalife FCPA Enforcement Action
Episode 160 -- A Deep Dive into the Herbalife FCPA Settlement
On January 29, the Commission dismissed its insider-trading suit against Canadian analyst Jordan Peixoto in connection with his purchase of puts on the stock of Herbalife in advance of a negative hedge fund presentation on...more
It never actually became a case, but maybe you remember this matter from a few years ago. In January 2011, former Berkshire Hathaway executive David Sokol bought about 100,000 shares in Lubrizol Corporation shortly before...more
Traditionally, the SEC has brought insider trading cases as civil injunctive actions. The recent emphasis on administrative proceedings, however, appears to be changing that. Earlier this week the agency brought an insider...more