News & Analysis as of

High Frequency Trading Administrative Authority

Burr & Forman

SEC Proposes High Frequency Traders to be Regulated by FINRA

Burr & Forman on

The Securities and Exchange Commission announced on March 25, 2015 a proposal to amend Rule 15b9-1 under the Exchange Act to require broker-dealers who trade in off-exchange venues to become members of a national securities...more

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