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Inducement Securities and Exchange Commission (SEC)

Dorsey & Whitney LLP

SEC Partially Settles “Portfolio Manager” Insider Trading Case

Dorsey & Whitney LLP on

The SEC partially settled what is perhaps one of its more unusual insider trading cases. It involved defendants who posed as portfolio managers who then induced investment bankers to entrust them which inside information that...more

Mintz

EB-5 Due Diligence Matters

Mintz on

Private placement offerings are an increasingly active part of the securities business. One especially complicated and emerging area of private placements is the EB-5 Investor Visa Regional Center Program. Under the current...more

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