News & Analysis as of

Information Sharing Asset Management

Hogan Lovells

Funds and asset management regulatory news, November 2020

Hogan Lovells on

COVID-19: EFAMA updates cyber-prevention standards for investment management companies - The European Fund and Asset Management Association (EFAMA) has published a document updating the International Investment Funds...more

Skadden, Arps, Slate, Meagher & Flom LLP

The FCA’s First Antitrust Decision: “When Market Chatter Becomes Collusion”

Financial Conduct Authority (FCA) officials who were involved in the FCA’s first competition decision, Anti-Competitive Conduct in the Asset Management Sector, shared their views on the case at a Skadden-moderated Q&A session...more

White & Case LLP

Landmark decision suggests a tough approach by the FCA to information exchange and its enforcement of competition law in the UK

White & Case LLP on

In a landmark decision on 21 February 2019 (the "Decision"), marking the first use of its enforcement powers under the Competition Act 1998 ("CA 1998"), the Financial Conduct Authority ("FCA") imposed fines on three asset...more

Skadden, Arps, Slate, Meagher & Flom LLP

UK Financial Conduct Authority’s First Antitrust Penalty: Sharing Pricing Intentions on IPOs or Share Placements With Rival Asset...

The U.K. Financial Conduct Authority (FCA) has issued its first antitrust decision since obtaining competition law powers four years ago. The decision is a controversial one....more

Dechert LLP

Investment Funds Update - Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

Latest Fund Statistics for Luxembourg Illustrate Continued Growth - ALFI has issued the fund statistics as of 30 September 2015. Luxembourg continues to be the number one location for Funds in Europe, with both number of...more

Dechert LLP

Investment Funds Update - Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

Draft Law Transposing the European Directive on the Automatic Exchange of Information submitted to Parliament - The draft Luxembourg law to transpose Council Directive 2014/107/EU (of 9 December 2014, which amends...more

Dechert LLP

Investment Funds Update - Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

Luxembourg Fund Sector Continues to Grow - The CSSF press release 15/15 dated 26 March 2015 provides an overview of regulated UCIs at the end of February 2015 and confirms total assets under management of more than EUR...more

Troutman Pepper

SEC And European Securities Regulators Enter Into Cooperation Agreements To Share Information Regarding Fund Managers

Troutman Pepper on

On July 18, 2013, the Securities and Exchange Commission (SEC) entered into a memorandum of understanding (MOU) with various member states of the European Union (EU) and European Economic Area (EEA) formalizing an agreement...more

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