Insider Trading, Data Protection, Investment Adviser

SEC Cybersecurity Disclosure and Controls Checklist

Stinson - Corporate & Securities Law Blog on 3/6/2018

In February 2018 the SEC outlined its views with respect to cybersecurity disclosure requirements under the federal securities laws as they apply to public reporting companies. Set forth below is a checklist of items included...more

SEC Guidance Focuses on Cybersecurity Procedures and Disclosure Issues

Kramer Levin Naftalis & Frankel LLP on 3/1/2018

On Feb. 21, the Securities and Exchange Commission (SEC) released interpretive guidance on public companies’ disclosure practices regarding cybersecurity breaches and risks to the public....more

SEC Releases Updated Cybersecurity Guidance

Fenwick & West LLP on 2/28/2018

The U.S. Securities and Exchange Commission on Feb. 21, 2018, issued interpretive guidance on public company cybersecurity disclosures. The new guidance will affect public companies and companies seeking to go public in...more

SEC Releases Guidance on Cybersecurity Disclosures

Ballard Spahr LLP on 2/27/2018

In light of the increasing significance of cybersecurity incidents, and their potential impact on a company's operations, on February 21, the Securities and Exchange Commission (SEC) issued guidance to public reporting...more

Corporate Investigations & White Collar Defense - October 2015

Manatt, Phelps & Phillips, LLP on 10/23/2015

"Wherefore Art Thou Due Process?" Part III - Why it matters: It is time for another installment in our continuing "Wherefore Art Thou Due Process?" coverage into the ongoing constitutional challenges to the SEC's...more

Unprecedented Hacking and Trading Scheme Highlights Key Cybersecurity Lessons

King & Spalding on 9/22/2015

On Aug. 11, 2015, federal prosecutors in the District of New Jersey and the Eastern District of New York unsealed indictments against nine individuals in the U.S. and Ukraine who were allegedly involved in a five-year,...more