Weekly Brief: Rakoff Orders Gupta To Pay Goldman Sachs' Legal Fees
Corporate Law Report: Mobile App Privacy, HR & the FCPA, Insider Trading, First Sale Doctrine, More
Rajaratnam Judge: Wiretaps in Insider Trading Cases are "Radical"
Following a prosecution brought by the FSA, Richard Joseph was found guilty at Southwark Crown Court of six counts of conspiracy to deal as an insider. Joseph received inside information from a print room manager at JP Morgan...more
In This Issue:
*Financial Industry Developments
- CFPB Final Rule on Mortgage Servicing Standards
- Joint Rule on Appraisals for Higher-Priced Mortgage Loans
- CFPB Final Rule on Written Appraisals
On January 16, Paul Milsom, a former trader at the investment management arm of Legal & General, and Graeme Shelley, a former broker at Novum Securities, appeared at Westminster Magistrates Court charged with insider dealing....more
In October 2009, we published the first edition of this White Paper, focusing primarily on social media issues in the United States. The response was overwhelming and far beyond our expectation — clients, friends, press and...more
On December 13, the FSA published a press release announcing that Thomas Ammann, a former investment banker and FSA Approved Person at Mizuho International plc, had been sentenced to 2 years and 8 months imprisonment for two...more
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