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Snell & Wilmer

NYSE/NASDAQ Update

Snell & Wilmer on

SEC APPROVES FINAL RULES ON COMPENSATION COMMITTEE LISTING STANDARDS - On January 11, 2013, the SEC approved the NYSE and NASDAQ listing standards implementing Exchange Act Rule 10C-1, which directs the exchanges to...more

Stoel Rives LLP

In Case You Missed It - Interesting Items for Corporate Counsel (Update) - September 11, 2013

Stoel Rives LLP on

As we run up the September 23 effective date of rules eliminating the prohibition on general solicitations under Regulation D and wait for final SEC "process" rules, a few additional resources are below(summary of comments on...more

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