News & Analysis as of

Investigations Fraud Insider Trading

Proskauer - Corporate Defense and Disputes

SEC Enforcement Director and SDNY/EDNY Officials Address Enforcement Priorities

SEC Division of Enforcement Director Gurbir Grewal and several high-ranking officials from the U.S. Attorney’s Offices for the Southern and Eastern Districts of New York and the FBI spoke on November 29, 2022 at a conference...more

Harris Beach PLLC

OpenSea Case Signals Digital Assets Face Familiar Regulation

Harris Beach PLLC on

The recent OpenSea insider trading case emphasizes the need for businesses in the digital assets industry to stay abreast of the fast-changing legal landscape surrounding their industry, and also emphasizes that new digital...more

Dorsey & Whitney LLP

The SEC’s Carter’s, Inc. Investigation Yields Another Insider Trading Case

Dorsey & Whitney LLP on

Carter’s, Inc. is the investigation that just keeps on generating cases. The investigation has yielded seven SEC actions charging insider trading and financial fraud. Hedge fund manager Stephen Slawson became the eight person...more

Latham & Watkins LLP

Insider Trading Investigations: What To Watch for in 2014

Latham & Watkins LLP on

Christopher Clark is a partner at Latham & Watkins where he represents public companies, alternative investment entities such as hedge funds, and individuals in both criminal and civil investigations involving state and...more

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