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Investment Adviser › Distressed Debt

Dechert LLP

When Confidential is Not Confidential - Identities of Confidential Sources of Distressed Debt Reporter are Not Subject to NY...

Dechert LLP on

There is the general expectation that when a source discloses information to a reporter on a confidential basis, the source will be protected and their identity and communications cannot be forced to be disclosed. This is...more

Dorsey & Whitney LLP

SEC Sanctions Advisers For Not Disclosing Shift In Investment Strategy

Dorsey & Whitney LLP on

The SEC brought another enforcement action predicated on the failure of the firm to comply with its operating documents. In this instance the advisers to a fund failed to inform investors that it effectively changed the...more

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