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Investment Adviser Executive Compensation Nasdaq

Goodwin

Financial Services Weekly News - July 2016 #3

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Regulatory Developments - SEC Proposes Amendments to Update and Simplify Disclosure Requirements as Part of Overall Disclosure Effectiveness Review - On July 13, the Securities and Exchange Commission (SEC) proposed...more

Dechert LLP

SEC Approves Exchanges’ Proposed Rules for Compensation Committees and Their Advisers

Dechert LLP on

The U.S. Securities and Exchange Commission (“SEC”) formally approved several new listing rules proposed by NASDAQ and the NYSE on January 11, 2013. The new listing rules are designed to bring the listing standards of each...more

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