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What exactly does being exempt from Investment Adviser registration under Dodd-Frank mean?

It is widely known that under the Dodd-Frank Act passed last year, private fund managers with assets under management of $150 million or more will be required to register as investment advisers with the SEC. It's also widely...more

Dodd-Frank Act Update: SEC Proposes Rules Applicable to Investment Advisers

On November 19, 2010, the U.S. Securities and Exchange Commission (the "SEC") issued proposed rules, pursuant to title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"). The proposed...more

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