Investment Funds Futures Commission Merchants

News & Analysis as of

Bridging the Week - April 2015 #2

IOSCO Seeks Views on Business Continuity and Recovery Planning by Trading Venues and Intermediaries; NYS Warns on Third-Party Service Providers - The International Organization of Securities Commissions issued two...more

Daily Reports: Tell Us Where The Money Is [Video]

Watch the Restoring Customer Confidence video series: http://jlne.ws/TJeVtG About this solution: In the months and days since MF Global’s collapse and the Peregrine Financial Group’s fraud, some have argued simply for...more

Legal Alert: Court Rejects Safe Harbor Defenses for Futures Customers

On January 4, 2013, the U.S. District Court for the Northern District of Illinois issued an opinion that strikes a significant blow against the rights of futures customers that might otherwise enjoy the Bankruptcy Code’s safe...more

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