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Katten Muchin Rosenman LLP

FCA Issues Consultation on Implementation of UCITS V and Changes to UK Investment Funds Rules

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On September 3, the Financial Conduct Authority (FCA) published a consultation paper covering changes to its handbook of rules for Undertakings for the Collective Investment of Transferable Securities (UCITS) funds and other...more

Goodwin

OCC Updates Booklet in its Handbook Concerning Collective Investment Funds

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The OCC issued a revised and updated booklet (the “Revised Booklet") concerning collective investment funds (“CIFs”). The Revised Booklet is part of the OCC’s “Comptroller’s Handbook.” The Revised Booklet (which updates the...more

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