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Investment Funds › Senior Management Regime (SMR)

Latham & Watkins LLP

Next Steps in the Asset Management Market Study

Latham & Watkins LLP on

FCA publishes final rules and further consultation on outstanding remedies under its asset management market study. Key Points: ..The FCA has published a Policy Statement (PS18/8) setting out final rules and guidance...more

Dechert LLP

Investment Funds Update: Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

FCA Publishes Draft Rules to Extend the Senior Managers and Certification Regime to all Firms - The FCA published its long-expected consultation paper (CP17/25) on 26 July, with proposed rules to extend the senior managers...more

Akin Gump Strauss Hauer & Feld LLP

Financial Conduct Authority’s Asset Management Review – Authorised Funds Shake Up

Akin Gump Strauss Hauer & Feld LLP on

On 28 June 2017, the Financial Conduct Authority (FCA) published the Asset Management Market Study Final Report (the “Asset Management Review”) as well as a Consultation Paper setting out some proposed changes to the FCA’s...more

Dechert LLP

Investment Funds Updatea: Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on

FCA Publishes Dealing Commission Review Findings - The FCA have published their findings from a review that analysed dealing commission expenditure across 31 investment managers. The policy statement on the use of...more

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