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Investment Management › Security-Based Swaps

Morgan Lewis

SEC Proposes Risk Mitigation Rules for Uncleared Security-Based Swaps

Morgan Lewis on

The US Securities and Exchange Commission (SEC) voted on December 19, 2018, to propose rules that would require the mandatory use of certain risk mitigation techniques by registered security-based swap dealers and major...more

Skadden, Arps, Slate, Meagher & Flom LLP

"Prudential Regulators Finalize Margin Requirements for Non-Cleared Swaps"

Skadden, Arps, Slate, Meagher & Flom LLP on

Federal banking regulators (Prudential Regulators) have finalized much-anticipated rules (Final Rules) relating to initial and variation margin requirements for certain swaps and security-based swaps that are not centrally...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review

Orrick, Herrington & Sutcliffe LLP on

SEC Proposes Rules to Require Disclosure Regarding the Relationship Between Executive Pay and Company Financial Performance - On April 29, the Securities and Exchange Commission published proposed rules that would...more

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