News & Analysis as of

London Stock Exchange AIM

BCLP

AIM Disciplinary Notice: public censure and fine

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The London Stock Exchange (the “Exchange”) has publicly censured and fined an AIM company £580,000 for breach of Rule 13 (the related party transaction rules) and Rule 31 of the AIM Rules for Companies (liaison with the...more

BCLP

AIM - Coronavirus preliminary accounts and other temporary measures

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The London Stock Exchange has published Inside AIM on temporary measures to support AIM companies and nominated advisers (nomads) through the current challenges. It has also written to nomads on the publication of prelims,...more

Orrick, Herrington & Sutcliffe LLP

COVID-19 UK Update: AIM issue additional guidance and relax some rules for suspended companies

London’s Alternative Investment Market (AIM) have announced that until further notice, AIM Regulation will be applying discretion to the application of certain AIM Rules for companies and the AIM Rules for nominated advisers...more

Hogan Lovells

Which Market? Equity Capital Markets: (UPDATED)

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Guide to the eligibility requirements and continuing obligations of admitting securities to the UK's key equity capital markets. The UK has always been a popular destination for UK and overseas companies who are looking to...more

BCLP

Changes for SME Growth Markets

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On 11 December 2019, a Regulation amending the Market Abuse Regulation and the Prospectus Regulation was published. The aim of these amendments is to increase the attractiveness of SME Growth Markets by reducing some of the...more

Hogan Lovells

New guidance for Nomads on staffing

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New practical guidance for nominated advisers (Nomads) on the staffing of their corporate finance functions has been published by the London Stock Exchange (LSE) to enable Nomads to fulfil their obligations under the AIM...more

BCLP

LSE publishes Inside AIM

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The London Stock Exchange has published two editions of Inside AIM on (i) the staffing of Nominated Advisers and (ii) the AIM Designated Market Route.  Staffing of Nominated Advisers (nomads) - This edition of Inside...more

Hogan Lovells

Corporate News – September 2018

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A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Hogan Lovells

Corporate News - July 2018

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A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Hogan Lovells

New AIM Rules in force this month: all AIM issuers must now comply with a recognised corporate governance code

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The London Stock Exchange (LSE) has announced that its new AIM Rules for Companies (AIM Rules) and AIM Rules for Nominated Advisers (Nomad Rules) will come into force on 30 March 2018. ...more

Jones Day

AIM Companies and the Legal Entity Identifier Requirement, European Capital Markets Update

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The London Stock Exchange published AIM Notice 47 ("Notice") on 13 October 2017 in respect of the requirement that all AIM companies with securities admitted to trading on AIM obtain a Legal Entity Identifier ("LEI") code. It...more

Hogan Lovells

Corporate News - November 2017

Hogan Lovells on

A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more

Hogan Lovells

Corporate News – August 2017

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FCA proposes a new premium listing category for sovereign controlled companies - On 13 July 2017, the Financial Conduct Authority published consultation paper CP 17/21 which proposes to create a new premium listing...more

Dechert LLP

AIM companies and Scottish partnerships to be brought within the scope of the PSC register regime

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From 24 July 2017, UK companies whose shares are admitted to trade on the London Stock Exchange’s AIM market, and other companies listed on prescribed markets, will no longer be exempt from the requirements to keep and...more

Morgan Lewis

UK Market Abuse Regime Extends Its Reach: Implications for Issuers

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Companies trading on either the London Stock Exchange’s Main Market or AIM should ensure that their systems and procedures reflect changes to their disclosure and other obligations arising from the implementation of the new...more

Dechert LLP

London Stock Exchange consults on changes to the AIM Rules which apply to investing companies and AIM companies that undertake a...

Dechert LLP on

The London Stock Exchange (“LSE”) on 15 October 2015 published AIM Notice 421 announcing a consultation in relation to certain proposed changes to the AIM Rules for Companies (“AIM Rules”) potentially affecting “investing...more

Dechert LLP

AIM and Euroclear Improve Ability of US Issuers to Access London Capital Market

Dechert LLP on

The London Stock Exchange ("LSE") on 7 August 2015, published AIM Notice 411 and issued new guidance in Inside AIM2 on certain U.S. securities known as "Regulation S, Category 3 securities," which is intended to improve the...more

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