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Market Soundings

A&O Shearman

FCA issues warning about Market Abuse and Market Soundings

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On 31 October 2023, the FCA published its Market Watch newsletter no. 75 ("MW75"), expressing concern about instances of possible market abuse it has come across when routinely reviewing trading, and communications and...more

Latham & Watkins LLP

FCA Issues Warning on Market Soundings

Latham & Watkins LLP on

The FCA reminds market soundings recipients of their obligations under UK MAR best practices for trading during the market sounding period. On 31 October 2023, the FCA published Market Watch 75 reminding firms of the...more

Latham & Watkins LLP

Consultation on Proposed Regulation to Govern Market Soundings in Hong Kong

Latham & Watkins LLP on

SFC proposes guidelines for intermediaries conducting and receiving market soundings in securities and capital market transactions. On 11 October 2023, the Securities and Futures Commission (SFC) issued a consultation...more

Jones Day

Updated New South Wales PPP Guidelines Reduce Bid Costs and Increase Efficiency

Jones Day on

The Situation: The New South Wales ("NSW") State Government recently released an update to its NSW Public Private Partnership Guidelines. The Guidelines are used by NSW Government Agencies in procuring projects through a...more

A&O Shearman

Final EU Guidelines on Market Soundings and Delaying Disclosure of Inside Information

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The European Securities and Markets Authority published translations of its final Guidelines on the implementation of the Market Abuse Regulation for persons receiving market soundings and on delayed disclosure of inside...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume XI, Issue 42

SEC/CORPORATE - SEC Division of Corporation Finance Issues C&DIs on Exempt Offerings Under Rule 701 and Sales of Securities Under Rule 144(d) - On October 19, the staff of the Division of Corporation Finance of...more

Morrison & Foerster LLP

EU Market Abuse Regulation - Market Soundings Safe Harbour: Compliance and Record Requirements

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The EU Regulation on Market Abuse (“MAR”) prohibits a person from unlawfully disclosing inside information relating to securities within the scope of the legislation. An unlawful disclosure is made when a person possesses...more

A&O Shearman

EU Level 2 Legislation on Market Soundings Published

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Two EU Delegated Regulations containing technical standards on the requirements relating to market soundings under the Market Abuse Regulation were published in the Official Journal of the European Union. MAR will apply from...more

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