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Money Market Funds Investment Adviser The Jump-Start Our Business Start-Ups Act

Baker Donelson

SEC Office of Compliance Inspections and Examinations Issues 2013 Exam Priorities

Baker Donelson on

On February 23, 2013, through the National Exam Program (NEP), the staff of the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) published the program's examination...more

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