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Moratorium › Securities and Exchange Commission (SEC) › The Jump-Start Our Business Start-Ups Act

Katten Muchin Rosenman LLP

SEC Division of Investment Management Lifts Actively-Managed ETF Derivatives Use Moratorium and Announces Two Rulemaking...

Katten Muchin Rosenman LLP on

In a speech on December 6 before the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal Compliance Forum on Institutional Advisory Services, Norm Champ, the new Director of the Division of Investment Management...more

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