News & Analysis as of September 23, 2024

Financial Industry Regulatory Authority (FINRA)

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The term "mortgage" typically refers to a mortgage loan. A mortgage loan is a financing instrument where an individual or business borrows money to purchase property (usually real property) and... more +

Financial Services Weekly News - April 2017 #4

Goodwin on 4/28/2017

Editor's Note - State Regulators Sue OCC Over Federal FinTech Charter. On April 26, the Conference of State Bank Supervisors (CSBS) sued the Office of the Comptroller of the Currency (OCC) in the U.S. District Court for...more

Financial Services Weekly News - January 2017 #3

Goodwin on 1/26/2017

Editor's Note - Opposition Emerges to OCC FinTech Charter. In advance of the deadline to submit comments to the Office of the Comptroller of the Currency’s (OCC) paper proposing a federal FinTech charter, the Conference...more

Financial Services Weekly News - January 2017 #2

Goodwin on 1/19/2017

Editor's Note - In This Issue.The SEC and FINRA released their examination priorities for 2017; the SEC’s Division of Investment Management issued an interpretative letter that would permit brokers to charge their own...more

Financial Services Weekly News - July 2016 #4

Goodwin on 7/28/2016

Editor's Note - What Exactly Is Bitcoin? In a case featuring a sting operation beginning with meetings in a coffee shop, ice cream store and hotel lobby and ending with the sale of bitcoins to an undercover Miami Beach...more

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Mortgages › Federal Trade Commission (FTC) › Financial Industry Regulatory Authority (FINRA)

Financial Services Weekly News - April 2017 #4

Financial Services Weekly News - January 2017 #3

Financial Services Weekly News - January 2017 #2

Financial Services Weekly News - July 2016 #4

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