News & Analysis as of

MTFs United Kingdom

Latham & Watkins LLP

Recent Developments for UK PLCs - August Edition

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New Legislative Measures to Strengthen UK Corporate Reporting - On 19 July 2023, the draft Companies (Strategic Report and Directors’ Report) (Amendment) Regulations were laid in Parliament....more

Proskauer Rose LLP

UK Short Selling Notification Threshold Reduced to 0.1% and to Apply to Both Regulated Markets and MTFs...

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On 6 January 2021, the HM Treasury published the Short Selling (Notification Thresholds) Regulations 2021 (the “Regulations”). The FCA has updated its webpage on the notification and disclosure of net short positions to...more

White & Case LLP

Financial Regulatory Observer – June 2019: No-deal Brexit: Challenges for trading venues and their participants

White & Case LLP on

There is no silver bullet for maintaining cross-border trading if the UK leaves the EU without a deal. The date of Brexit has been delayed until (at least) October 31, 2019, but there is little sign that financial...more

Latham & Watkins LLP

Significant Updates to ESMA ’s Q&A on MiFID II Market Structures

Latham & Watkins LLP on

ESMA’s new Q&A clarify a number of key points on the MTF, OTF and SI regimes. On 5 April 2017, ESMA published an updated version of its Q&A document on market structures under MiFID II. The final section has been...more

A&O Shearman

The new market abuse regime: a long road for financial institutions to navigate

A&O Shearman on

On 3 July 2016, the Market Abuse Regulation (596/2014/EU) (MAR) came into force. Even though guidance and clarity from the European Securities and Markets Authority is still awaited in relation to certain key aspects of MAR,...more

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