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Financial Regulatory Reform

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SEC Issues Interpretive Guidance On Municipal Advisor Registration Rules

Stinson - Corporate & Securities Law Blog on 1/13/2014

The SEC Office of Municipal Securities has issued interpretive guidance to address questions from market participants regarding the implementation of new final SEC rules requiring municipal advisors to register with the SEC. ...more

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Municipalities › Dodd-Frank Wall Street Reform and Consumer Protection Act › Financial Regulatory Reform

SEC Issues Interpretive Guidance On Municipal Advisor Registration Rules

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