News & Analysis as of

National Futures Association Suspicious Activity Reports (SARs)

Sheppard Mullin Richter & Hampton LLP

Joint Statement on Digital Assets from CFTC, SEC and FinCEN - a Warning to the Crypto Industry regarding Anti-Money Laundering and...

The leaders of the U.S. Commodity Futures Trading Commission, the Financial Crimes Enforcement Network, and the U.S. Securities and Exchange Commission (the “Agencies”) issued a joint statement to remind persons engaged in...more

BakerHostetler

NFA’s Amended Cybersecurity Guidance Includes New Incident Reporting Requirement

BakerHostetler on

Following other regulators, the National Futures Association (NFA) recently amended its cybersecurity guidance to, among other things, impose a new cybersecurity incident reporting requirement on members....more

Katten Muchin Rosenman LLP

NFA Members Must Provide Suspicious Activity Reports to NFA Upon Request

On January 27, the National Futures Association (NFA) issued a notice to its members indicating that the Commodity Futures Trading Commission has authorized it to request suspicious activity reports (SARs), information...more

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