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Ontario Securities Commission (OSC) New Guidance

Stikeman Elliott LLP

OSC Expands Accredited Investor Exemption to Include “Self-Certified Investors” With Certain Professional or Academic...

Stikeman Elliott LLP on

On October 25, 2022, the Ontario Securities Commission (OSC) published Ontario Instrument 45-507, being a temporary exemption to the prospectus requirement for the distribution of securities to “Self-Certified Investors” (the...more

Bennett Jones LLP

Thinking of Developing a Whistleblowing System? New Canadian Guidance Released Today

Bennett Jones LLP on

Companies and regulators alike are increasingly recognizing that “whistleblowers”, i.e., individuals who report suspected wrongdoing, mismanagement or unethical conduct, are an important resource for managing risk and...more

Bennett Jones LLP

TSX Provides Guidance to Emerging Market Issuers

Bennett Jones LLP on

In recent years, emerging market issuers have faced greater scrutiny by Canadian regulators as a result of questions and concerns about issuers with significant business operations in emerging markets (emerging market...more

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