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Permanent Injunctions Misleading Statements

Seward & Kissel LLP

SEC Charges Adviser and its Principal in Illegal Short Selling Scheme

Seward & Kissel LLP on

Who may be interested: Investment advisers, broker-dealers. Quick Take: The SEC recently filed a lawsuit charging an investment adviser and its managing partner (collectively, the Adviser) with allegedly engaging in a...more

Cozen O'Connor

FTC Wins Injunction Against Coating Company For Misleading R-Value Claims

Cozen O'Connor on

A federal District Court awarded the FTC summary judgment in a lawsuit against F&G International Group Holdings, LLC; FG International, LLC and J. Glenn Davis (collectively, “FG”) that enjoins FG from making deceptive claims...more

Arnall Golden Gregory LLP

SEC Charges Biotech Company and Its Officers with Misleading Investors by Failing to Disclose FDA Concerns and Recommendations

On March 29, 2016, the Securities and Exchange Commission (SEC) announced charges against a biotech company and three of its officers for securities fraud. The company has agreed to pay $4 million to resolve the charges...more

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