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Private Equity Hong Kong Securities and Futures Commission (HKSFC)

Hogan Lovells

Keep out of the way – first Hong Kong conviction for obstruction under s.382 SFO

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A Hong Kong court has for the first time convicted and imprisoned an individual for obstructing employees of the Securities and Futures Commission (SFC) in performance of their functions pursuant to the Securities and Futures...more

Hogan Lovells

A disappointing sequel? Hong Kong court dismisses challenge to SFC restriction notice regime

Hogan Lovells on

The Court of First Instance has dismissed a judicial review application against certain provisions in the Securities and Futures Ordinance (Cap. 571) (SFO) which empower the Securities and Futures Commission (SFC) to issue...more

Dechert LLP

Global Private Equity Newsletter - Winter 2020 Edition: Hong Kong Licensing Guidance for Private Equity Firms

Dechert LLP on

The Hong Kong Securities and Futures Commission (SFC) issued a circular (Circular) on January 7, 2020, which clarifies that private equity firms conducting, or holding themselves out as conducting, regulated activities in...more

Dechert LLP

SFC Licensing Guidance for Private Equity Firms

Dechert LLP on

The Hong Kong Securities and Futures Commission (SFC) issued a circular (Circular) on January 7, 2020, which clarifies that private equity firms conducting, or holding themselves out as conducting, regulated activities in...more

BCLP

Can Fintech Startups Carry Out Crowd-Funding in Hong Kong?

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What is crowd-funding? “Crowd-funding” is an umbrella term describing the use of small amounts of money, obtained from a large number of individuals or organisations, to fund a project, a business or personal loan, and...more

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