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Public Communications Proposed Amendments

Mayer Brown Free Writings + Perspectives

FINRA Proposes Changes to its Fund Communication Rules

On June 20, 2019, the Financial Industry Regulatory Authority, Inc. (“FINRA”) proposed amendments to FINRA Rule 2210 (Communications with the Public) and FINRA Rule 2241 (Research Analysts and Research Reports) to further the...more

A&O Shearman

FINRA Proposes to Permit Use of Predictions/Projections of Investment Strategy Performance

A&O Shearman on

In February, the US Financial Industry Regulatory Authority (“FINRA”) proposed amendments to its rule regarding communications with the public, Rule 2210, that would allow broker-dealers to distribute a customized...more

Katten Muchin Rosenman LLP

FINRA Requests Comment on Proposed Amendments to Rules Governing Communications With the Public

The Financial Industry Regulatory Authority issued Regulatory Notice 15-16 to solicit comments on proposed amendments to FINRA Rules governing communications with the public. FINRA is proposing to amend FINRA Rule 2210 so...more

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