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Bass, Berry & Sims PLC

ABA Committee Submits Letter to SEC Requesting 15c2-11 Relief for Fixed Income Securities

Bass, Berry & Sims PLC on

Rule 15c2-11 under the Securities Exchange Act of 1934 (Exchange Act) governs when dealers can publish quotations for securities. In September 2020, the U.S. Securities and Exchange Commission (SEC) amended the rule...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - April 5, 2013

Katten Muchin Rosenman LLP on

In this issue: - SEC Advisory Committee on Small and Emerging Companies Makes Recommendations - SEC Provides Guidance Regarding Social Media and Regulation Fair Disclosure (Regulation FD) - SEC Amends...more

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